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Issues Update
Surveying the New Survey
Nurses routinely find themselves in the midst of the frenzied
activity that is a Joint Commission on Accreditation of Healthcare
Organizations (JCAHO) visit. Suddenly, opened bottles of sodium
chloride solution are triple-checked to make sure they're labeled
with a nurse's initials, as well as the date and time opened or
are just chucked to avoid any potential slip-up. Wheelchairs are nowhere in
sight, and staff are drilled on the location of every fire extinguisher on
the unit.
Perhaps what has frustrated RNs most about
accreditation visits, however, involves staffing practices. The ANA and
nurses have long contended that hospitals tend to boost staffing levels on
days JCAHO surveyors are present, which gives a false picture of RNs'
working conditions and, in turn, patient care. The ANA, for example,
received calls from some Washington, DC, nurses who complained that extra
staff were sent home immediately after surveyors left their hospital.
"We've all seen what goes on with JCAHO visits the feverish period of preparation and the celebration
afterward" says Michael Evans, PhD, RN,
CNAA, FACHE, the ANA’s representative
to a JCAHO Professional and Technical Advisory Committee that focuses
on hospital accreditation processes and standards. “And then things
go back to the way they were before.
“This rollercoaster of events makes staff
nurses, and even managers and administrators, cynical about the survey
process,” he adds.
However, the JCAHO survey process is changing, and the
ANA and many nurses welcome these efforts aimed at ensuring that standards
of care are followed 365 days of the year. JCAHO standards focus on a wide
range of patient care-related activities and policies, from patient rights
to infection control.
The new survey process is called “Shared
Visions–New Pathways” (Go to www.jcaho.org for more information).
Health care facilities are
expected to implement certain components of the accreditation process this
year, while other components will be phased in later, according to JCAHO.
One of the changes that the ANA strongly lobbied for
is the implementation of unannounced site visits, according to Rita Munley
Gallagher, PhD, RN,C, senior policy fellow in the ANA’s nursing
practice and policy department. Previously, organization administrators
knew many months in advance when accreditation visits would take place.
“With this JCAHO change, hospitals will need to
be ready 24 hours a day, seven days a week,” Gallagher says.
South Carolina Nurses Association member Ingrid
Pearson, MS, RN, CPNP, agrees.
“We should not be ‘getting ready for the
guests,’” says Pearson, former ANA representative to
JCAHO’s ambulatory care advisory committee. “We should be
meeting set standards of care everyday.”
Adds Evans, “If all the things that surveyors
look for when they come into a hospital are so important, such as
maintaining the temperature of refrigerators where pharmaceuticals are
kept, they should be done all the time.”
The JCAHO Web site points out that reasons for the
shift to unannounced surveys range from enhancing the credibility of the
survey process by having surveyors observe a health care facility’s
operation under normal circumstances to promoting safe, high quality care
at all times. Currently, JCAHO is testing unannounced surveys of volunteer
organizations over the next two years, with a goal of implementing this
process throughout the health care industry by 2006. If they’re not
participating in the pilot program, health care facilities now have at
least four weeks notice before a scheduled site visit.
In addition to unannounced visits, JCAHO is
implementing other changes designed to promote continuous quality assurance
among its accredited facilities.
“JCAHO wanted to help health care facilities be
more efficient, safer, and provide higher quality care,” says Evans,
a Texas Nurses Association member. “And it really listened to nurse
committee members to help them find ways to ensure institutional readiness
and compliance.”
JCAHO is now requiring that health care organizations
seeking accreditation conduct a midcycle self-assessment using applicable
JCAHO standards. (JCAHO accreditation lasts for three years.) They then
must develop a plan to solve deficiencies, as well as prove they resolved
those deficiencies.
And when on-site, surveyors will use the “tracer
methodology” system that gauges how care is being provided to
patients selected at random.
Angie King, BSN, CPHQ, quality management director at
Tift Regional Medical Center in south-central Georgia, saw first-hand the
positive effects of these new changes. At King’s urging, Tift
administrators agreed to test the new accreditation process last year.
“We saw this as an opportunity to have some
say-so in survey changes and get a heads-up on how JCAHO planned to change
the accreditation process,” King says.
In explaining the tracer methodology, King says
surveyors select current patients and look back on how their care has been
provided at every step during their hospital stay. For example, if
surveyors opt to follow a pediatric patient, they’d assess the care
given from staff in the ED to the critical care unit to the pediatrics
unit.
King likes this approach because it breaks down
the “silo effect” that often occurs among hospital
departments.
“I think it’s a big change for nursing in
particular, because nurses can see how the care they gave in the ED, for
example, has affected the patient throughout the course of his stay,”
she says. “It makes nurses realize that we are all part of the same
journey in providing patient care.”
The new process also has alleviated some of the
anxiety surrounding JCAHO visits, because, in the past, staff often worried
that the organization’s accreditation hinged on what they did or said
during the course of the on-site evaluation.
During the pilot on-site survey, staff were more
relaxed because they had worked to create a state of continuous survey
readiness, according to King.
For example, while conducting the new periodic
performance appraisals, King worked with staff to ensure they knew what
JCAHO standards were, ways to comply with those standards, and how they
would ultimately be evaluated.
Gallagher adds that the periodic self-surveys also
benefit surveyors.
“Surveyors used to go into the process
cold,” Gallagher says. “They didn’t have the information
related to problematic areas. Now they can focus more closely on areas of
potential concern.”
Another major change in the accreditation process
involves the development of better avenues for staff input.
“Historically, staff were having problems with
their ability to provide potentially sensitive information to surveyors
about patient care or procedures,” Gallagher says. Because surveyors
were located on-site, staff members who wanted to share their concerns
could be observed talking with them.
Now, staff can provide their comments to JCAHO online
or call in their concerns without fear of retribution, she notes.
King and other nurses believe that JCAHO is on the
right track in terms of improving the accreditation process. They also
believe that both organization staff and surveyors will need time to become
accustomed to the new system.
“Anytime there is change, there is some cause
for fear or trepidation,” King says. “I believe there is going
to be a huge learning curve, particularly among surveyors, who will need to
get accustomed to the new process quickly, particularly the way they now
will evaluate facilities’ compliance with the standards.”
Pearson adds that an effective way to deal with
staffs’ understanding of JCAHO changes is to talk about the
standards, what they mean, and what surveyors typically look for in
relation to compliance.
“The standards represent good practice,”
Pearson says. “They are not meant to be outlandish.”
Further, she says, the standards provide people with
the security of knowing what is expected of them; they ensure that
facilities conform to certain practices, as opposed to allowing facilities
to develop their own ideas of what high-quality care means.
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